Enron Mail

From:k..heathman@enron.com
To:rick.buy@enron.com
Subject:FW: RE: Risk Management Policy Mandatory Certification
Cc:
Bcc:
Date:Mon, 19 Nov 2001 13:14:12 -0800 (PST)

IT is having major problems with the link and are working on the problem. =
All messages were supposed to go to a mailbox, not to you.
Karen

-----Original Message-----=20
From: Schultz, Cassandra=20
Sent: Mon 11/19/2001 11:04 AM=20
To: Brooks, Robert=20
Cc: Lowry, Donna; Heathman, Karen K.=20
Subject: FW: RE: Risk Management Policy Mandatory Certification



You are correct, the link to the policy appears not to be working.=20

You may access the policy via our home.enron.com intranet page,=20

"Information and Services"=20
---< Enron Policies=20
---< Risk Management Policy=20

Regards,=20

Cassandra Schultz, on behalf of Donna Lowry, RAC Compliance=20

-----Original Message-----=20
From: Buy, Rick=20
Sent: Monday, November 19, 2001 10:48 AM=20
To: Schultz, Cassandra=20
Subject: Fw: RE: Risk Management Policy Mandatory Certification=20


Fyi rick=20
Rick Buy=20
--------------------------=20
Sent from my BlackBerry Wireless Handheld (www.BlackBerry.net)=20


-----Original Message-----=20
From: Brooks, Robert <robert.brooks@enron.com<=20
To: Buy, Rick <Rick.Buy@ENRON.com<=20
Sent: Mon Nov 19 07:55:46 2001=20
Subject: RE: Risk Management Policy Mandatory Certification=20

Rick,=20

I have tried to access the web site and not been successful. It states that=
the page cannot be found and to try the policies page, and for this I am a=
dvised that I do have right of access.

I will try to access again shortly, however since this email was sent high =
priority I wanted to let you know of the difficulty. Is there another way =
of accessing the page?

Thanks=20

Robert Brooks=20

-----Original Message-----=20
From: Buy, Rick=20
Sent: 17 November 2001 04:32=20
To: Brooks, Robert=20
Subject: Risk Management Policy Mandatory Certification=20
Importance: High=20


Dear Robert Brooks:=20


For Policy: Risk Management Policy, Amended October 9, 2001=20

Subject: Risk Management Policy Mandatory Certification=20

On August 14, 2001, the Board of Directors of Enron Corp. (the "Board") app=
roved a new and revised Enron Risk Management Policy (the "Policy"). The B=
oard amended the Policy on October 9, 2001. The Policy covers Enron Corp. =
and its subsidiaries (the "Company") and focuses on procedures for managing=
the Company's exposure to risk as encountered in the normal course of busi=
ness. This Policy establishes a framework under which the Company's exposu=
re to risk will be evaluated, managed and controlled and pursuant to which =
capital will be allocated and preserved. The Policy also focuses on four m=
ajor types of risk: (a) market risk; (b) credit risk; &copy; operational risk =
and (d) liquidity/funding risk. These risks will be managed on a portfolio=
basis with standard transactions being subject to various market risk limi=
t structures and credit approval processes and non-standard transactions be=
ing subject to the Transaction Approval Process and the Guarantee Approval =
Process. Finally, the Policy provides an overview of the various risk mea=
surement tools and limits that will be applied to risk, and the roles and r=
esponsibilities of both key participants and normal employees in the risk m=
anagement framework. =20

All managers and relevant employees of the Company are responsible for comp=
lying with the risk management policies and procedures addressed in the Pol=
icy and are required to sign a Compliance Certificate indicating their unde=
rstanding of and compliance with the Policy. =20

=20
Rick Buy=20
Chief Risk Officer=20
Risk Assessment and Control=20




<http://policies.corp.enron.com/Risk%20Management%20Policy%20Amended%20Octo=
ber%209%202001.asp?PID=3D00090640&ID=3D4<=20