RE: Keefe, Bruyette & Woods

Thresa:

Just FYI, the items below are requests of all brokers and ENA/ECT Investments, Inc. provide our own format (i.e., we do not use the broker's format).
Please forward the agreement when you receive. Thanks. Sara

-----Original Message-----
From: Brogan, Theresa T.
Sent: Friday, October 12, 2001 4:33 PM
To: Shackleton, Sara
Subject: Keefe, Bruyette & Woods

Sara,
We are looking to restart the process of establishing an executing broker agreement with Keefe, Bruyette & Woods. We had temporarily put this on hold due to the WTC attack. We have been given a new contact. Sheila had previously already sent the memo to authorize going forward with the process. Below are their requirements for account set up:

1. Corporate Resolution
2. Trading Authorization
3. Settlement Instructions.

I am trying to get them to fax me their broker agreement. As soon as I receive some documentation, I will forward to you.

Thanks,
Theresa