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Enron Mail |
Edmund,
You are the only person I have now not heard from. When can I expect to get your response? ---------------------- Forwarded by Tana Jones/HOU/ECT on 04/19/2000 09:37 AM --------------------------- Enron North America Corp. From: Tana Jones 04/11/2000 04:54 PM To: Edmund Cooper/LON/ECT@ECT, David Minns/ENRON_DEVELOPMENT@ENRON_DEVELOPMENT, Matthias Lee/SIN/ECT@ECT cc: Subject: Need Information for Audit I have not received any feedback from Edmund or David regarding the email below. Can you please respond as I am getting daily prompts for a response. MUCH THANKS! For Matt, your email stated that you trade over the IPE & NYMEX. What rules, besides the rules of those two exchanges, might apply to any on or off exchange trades you might enter into. For instance, here in the U.S. energy commodity trades might be governed by the CFTC, where out equity options might be governed by the SEC. Besides the exchanges your email reflected, what other governmental rules or regulations would govern trades you might enter into? ---------------------- Forwarded by Tana Jones/HOU/ECT on 04/11/2000 04:44 PM --------------------------- Enron North America Corp. From: Tana Jones 03/23/2000 11:12 AM To: Edmund Cooper/LON/ECT@ECT, David Minns/ENRON_DEVELOPMENT@ENRON_DEVELOPMENT, Matthias Lee/SIN/ECT@ECT cc: Mark Taylor/HOU/ECT@ECT Subject: Need Information for Audit In connection with an internal audit regarding the safekeeping of margin funds and securities, Enron Corp. has asked us to provide them with a list of all the exchanges we trade on, what rules govern those exchanges and the products we trade on them (in particular the clearing arrangements), and any rules that govern brokers we may maintain funds or cash with. This should include all the products we may trade/hedge over an exchange including energy commodities, interest rates, currencies, equities, etc. Can you please provide this information no later than Friday of next week. Much thanks!
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