FW: UBS Sign-Off on ERCOT Docs

Make sure this gets all of your attention and is done right. I think we also need retail capability in ERCOT.

-----Original Message-----
From: Steffes, James D.
Sent: Wednesday, January 30, 2002 8:41 AM
To: Gilbert-smith, Doug; Day, Smith L.; Sager, Elizabeth; Portz, David
Cc: Will, Lloyd; Presto, Kevin M.; Bailey, Debra; Haedicke, Mark E.
Subject: UBS Sign-Off on ERCOT Docs

UBS Legal and UBS Credit is heading to Houston this Thursday and Friday. I have asked that ERCOT matters get 1 hour to discuss the necessary contracts that UBS will need to sign to participate in the ERCOT market.

Basically, my understanding is the following --

1. PUCT Registration Form for Power Marketer
2. ERCOT ISO Information
QSE
LSE
Wholesale Enabling Agreement
Other
3. APX Agreement?
4. Other

Given the list of issues, this assumes that UBSW Energy will not be selling electricity at retail. If we need this for Day 1, we would have to get an additional license from the PUCT.

Thanks,

Jim