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Enron Mail |
Charles,
I would be grateful if you could respond to me as referred to below, namely: Provide a copy of the CFTC filing. Confirm whether any CFTC licensing/registration/disclosure requirements applied "upward" to any Enron entities or their officers - I assume not. Thanks. Justin ---------------------- Forwarded by Justin Boyd/LON/ECT on 15/08/2000 08:31 --------------------------- From: Shona Wilson @ ENRON 14/08/2000 23:33 To: Marcus Nettelton/NA/Enron@ENRON cc: Edmund Cooper/LON/ECT@ECT, Robert Bruce/NA/Enron@Enron, Sara Shackleton/HOU/ECT@ECT, Justin Boyd/LON/ECT@ECT Subject: Re: MG London, Inc. Dear Markus, I currently don't have any info that would help here. I suggest we address these issues with Lou/Marcelo when we are in NY this week. Regards Shona Marcus Nettelton 08/14/2000 04:57 PM To: Edmund Cooper/LON/ECT@ECT, Shona Wilson/NA/Enron@Enron cc: Robert Bruce/NA/Enron@Enron, Sara Shackleton/HOU/ECT@ECT, Justin Boyd/LON/ECT@ECT Subject: MG London, Inc. Edmund/Shona I thought either or both of you would be best placed to assist Bob Bruce with this request. Would you be kind enough to see what documents we have which may throw some light on MG's licensed status. As to whether any licensing/registration/disclosure requirements may apply "upward" to any Enron entity, Edmund do you know whether the MG parent company was so obligated? Regards, Marcus ---------------------- Forwarded by Marcus Nettelton/NA/Enron on 08/14/2000 04:33 PM --------------------------- From: Robert Bruce on 08/14/2000 11:55 AM Sent by: Robert Bruce To: Marcus Nettelton/NA/Enron@ENRON cc: Subject: MG London, Inc. Marcus: per our discussion -- any direction would be appreciated -- thanks, Bob ----- Forwarded by Robert Bruce/NA/Enron on 08/14/2000 11:54 AM ----- Robert Bruce Sent by: Robert Bruce 08/11/2000 06:02 PM To: justin.boyd@enron.com; jbarrett@mgltd.com cc: Sara Shackleton/HOU/ECT@ECT Subject: MG London, Inc. Hello, Justin and Jon, this is Bob Bruce with the Enron North America legal department in Houston. Sara and I were wondering about a few things; perhaps David Gilberg or someone else is already addressing these issues -- (1) Given MG London's status as a licensed FCM and CTA, did Enron's acquisition of MG require any CFTC filing? If so, Sara and I would like to get a copy of the filing. (2) Sara and I were also curious as to whether, or to what extent, CFTC licensing/registration/disclosure requirements may apply "upward" to any Enron entities or their officers. Please let us know if you can shed any light on these areas, or if there is someone else we should be checking with on these matters. Thanks -- Bob
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