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Enron Mail |
I have a call into the compliance officer who supposedly sent the docs.
*At the request of Michael Schneider I have attached a .zip file containing the documentation we require in order for Enron NA Corp to open listed options accounts with JP Morgan Securities Inc. Please review the instructions, complete the necessary docs and feel free to contact me with any questions (212/648-4315). Exchange Traded Options Account Agreement and related documentation is attached below. In addition to signing the Agreement, you should make sure to read all disclosure statements as well as sign and date the Options New Account Form. Also, you should note that in order to have the authority to transfer funds between or among any accounts which may exist in other areas of J.P. Morgan you must actively acknowledge the "Authorization to Transfer Funds" form attached. Further, just as with the JPMFI account, we're going to need you to completely fill out the JPMSI Letter In Lieu attached. (See attached file: Enron NA Corp OCC Documents.ZIP) Again, if you have any questions please phone me. Regards, Tom Alterson Sara.Shackleton@enron.com on 04/19/2001 11:43:31 AM To: alterson_thomas@jpmorgan.com cc: Subject: Re: **Futures Agreement** Tom: Thanks for the info. I did not receive anything from you yesterday (Wed., April18). Please update. Thanks. Sara Shackleton Enron North America Corp. 1400 Smith Street, EB 3801a Houston, Texas 77002 713-853-5620 (phone) 713-646-3490 (fax) sara.shackleton@enron.com "Thomas P Alterson" <alterson_thomas@jpm To: Sara.Shackleton@enron.com organ.com< cc: Subject: **Futures Agreement** 04/18/2001 10:53 AM Sara: I have tried to fax you the cover and signature page from our Client Agreement 3 times now and the fax is not going through. I am sending to fax # 713-646-3490. Please advise if there is another number I cna fax this too. In addition, I have been instructed by our compliance people to send you back the original copies of the Client Agreement so that a duly authorized representative of Enron can sign off on Section 24.(b). The Agreement has been sent to you. Please have the correct boxes checked, initialed and then sent back to us for execution by JPMFI. We will turn them around in one day. Attached below is a copy of the cover and sig page (fax copy) in .pdf format. (See attached file: Enron cov+sig.pdf) If you have any questions please call me at 212-646-4315. Thank you, Tom Alterson (See attached file: Enron cov+sig.pdf) - Enron cov+sig.pdf - Enron NA Corp OCC Documents.ZIP
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