![]() |
Enron Mail |
Jason,
Below are the documents that need to be prepared by Enron Networks and forwarded to us so we can send them to the prime broker for set up of your account. 1. Prime Broker Agreement ( Request from Prime Broker) 2. Limited Partnership Agreement/ Corporate Resolution 3. Form W-9 4. Trading Authorization 5. Authorization to Transfer Funds I have attached the Form W-9. The rest of the documents need to be coordinated with Sara Shackleton, ENA legal because Enron already has a template for the rest. Enron typically does not fill out the documents sent by the primebroker but prepare ones that they have created themselves which capture that same requirement. Also before any trade is executed procedures outlined on the document I sent earlier must be followed. You must be cleared by Donna Lowry in Compliance with regards to insider information and a signed DASH must be provided to the Equity Trading group before they can execute on your behalf. Thanks, Theresa
|