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FYI
Received: from mail.buysidedirect.com (w219.z064220135.sjc-ca.dsl.cnc.net [64.220.135.219]) by tfsgateway.andrews-kurth.com; Fri, 27 Oct 2000 13:35:53 -0500 Received: from pc10 (pc10.buysidedirect.com [192.168.0.110]) by mail.buysidedirect.com (8.9.3/8.9.3/buysidedirect-20000308) with SMTP id LAA27855; Fri, 27 Oct 2000 11:35:44 -0700 (PDT) From: "Lisa O'Connor" <lisa@imarkets.com< To: <jpeters@andrews-kurth.com< Cc: "Mike Minnnich" <minnich@imarkets.com< Subject: BuySideDirect Date: Fri, 27 Oct 2000 11:34:44 -0700 Message-ID: <NEBBJKCDAMCKKPLIOOJAMEMFCCAA.lisa@imarkets.com< MIME-Version: 1.0 Content-Type: multipart/mixed; boundary="----=_NextPart_000_0009_01C04009.E764A530" X-Priority: 3 (Normal) X-MSMail-Priority: Normal X-Mailer: Microsoft Outlook IMO, Build 9.0.2416 (9.0.2910.0) X-MimeOLE: Produced By Microsoft MimeOLE V5.50.4133.2400 Importance: Normal Dear Jason, Getting back to you on the points still outstanding on the BuySideDirect agreement. 4.1 - comma, not a period, on the 11th line (Change included) 4.6 - Addition of following language -- (Change included) In the event that any component of a BSD executed trade is deemed Clearly Erroneous (by BuySideDirect, the NASD or any ATS or ECN through which BuySideDirect executes trades), the entire BSD trade, including both bond and equity components on all sides of the trade, will be cancelled. 5.1 Enclosed are Broker Dealer Attachments 1 & 2 5.2 Modification of previous language - (Change included) After trade affirmation, BuySideDirect shall cause its clearing firm to be responsible for the clearance and settlement of all affirmed trades executed on the BuySideDirect trading system. 17.2 You requested the phrase, at Subscriber's election, which we have not included. Consequential -- You also requested the deletion of the term consequential from sections 6.1and 6.2. We would like to keep the language as is in sections 6.1, 6.2 and 18. Please give me a call if you would like to discuss the document further. You can reach me at 415-369-5020. Thanks Regards, Lisa O'Connor Lisa Mears O'Connor, CFA BuySideDirect LLC a subsidiary of Intelligent Markets, Inc. 415-369-5020 Phone 415-369-5021 Fax - BSD BD Attachment 2.DOC - BuySideDirect Attachment 1.DOC - Enron BuySideDirect Subscriber Agreement Dated August 25 2000.doc
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