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Enron Mail |
Paul,
Per Sara Shackleton's request, please review the attached e-mail that I had previously sent to Mark Elliott with respect to a brokerage agreement between ENA and Investment Technology Group Limited and let me know if you are able to respond. Should you have any comments or questions, please call me at 713-220-4124 or Sara at 713-853-5620. Thanks, Jason Peters Content-Transfer-Encoding: quoted-printable Date: Tue, 10 Oct 2000 11:48:03 -0500 From: "JASON PETERS" <PETEJ@andrews-kurth.com< To: <mark.elliott@enron.com< Cc: <Sara.Shackleton@enron.com< Subject: Terms of Business between ITGL and ENA Mime-Version: 1.0 Content-Type: text/plain; charset=US-ASCII Content-Disposition: inline Mark, Pursuant to our earlier conversation, I have the following questions which relate to the Financial Services Authority's Conduct of Business rules: 1. The Agreement provides that the Broker may "from time to time effect transactions with or for ENA in Non-Readily Realisable Investments (as defined in the Rules)" I presume this is acceptable, but please confirm. 2. The Agreement provides that "the protections in the Rules on giving suitable advice will not apply" Again I presume this is acceptable since we will probably not be using their advice, but please confirm. 3. The Agreement provides that "Any monies arising in the normal course of business will be held by our agent in accordance with the Financial Services Regulations 1991 and the relevant rules of FSA." Please confirm that this is acceptable. 4. The Agreement provides that it shall be governed by English law and that ENA submits to the non-exclusive jurisdiction of the English courts. I know that ENA has specific policies in the US relating to governing law and submission to jurisdiction. Please confirm with me that the above-referenced provision is acceptable. Thanks, Jason
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