Re: Proprietary Debt Trading Books from ECT Investments, Inc. to

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X-From: Terri Harlan
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Sara,

Did you get the answers that you need from the Credit Trading desk? If not
is there any way that I can help? Please let me know.

Terri
3-9899

---------------------- Forwarded by Sheila Glover/HOU/ECT on 09/26/2000 02:42
PM ---------------------------
From: Alan Aronowitz on 09/25/2000 05:55 PM
To: Sheila Glover/HOU/ECT@ECT
cc: Sara Shackleton/HOU/ECT@ECT
Subject: Re: Proprietary Debt Trading Books from ECT Investments, Inc. to
Enron North America

Sheila:

I'll be in NYC on business this week, starting tomorrow.

Sara and I visited on this matter the end of last week. Sara was going to
check with the Credit Trading desk regarding a few follow-up questions we had
on the swap description list. For example, the list did not indicate which
Enron entity was the party to each of the transactions, so we can determine
if an assignment needs to be prepared. Also, did any of the prime brokers
indicate any particular form of Assignment and Assumption Agreement that they
wished to see from us?

Alan

Sheila Glover
09/25/2000 11:30 AM

To: Sara Shackleton/HOU/ECT@ECT, Alan Aronowitz/HOU/ECT@ECT
cc:
Subject: Proprietary Debt Trading Books from ECT Investments, Inc. to Enron
North America

Sara and Alan,
Any update?
Thanks. Sheila
---------------------- Forwarded by Sheila Glover/HOU/ECT on 09/25/2000 11:28
AM ---------------------------

From: Sheila Glover 09/18/2000 11:25 AM

To: Alan Aronowitz/HOU/ECT@ECT, Sara Shackleton/HOU/ECT@ECT
cc: Jeff Kinneman/HOU/ECT@ECT, Gary Hickerson/HOU/ECT@ECT, Stephen H
Douglas/HOU/ECT@ECT, Julie S Gartner/HOU/ECT@ECT
Subject: Proprietary Debt Trading Books from ECT Investments, Inc. to Enron
North America

Alan and Sara,
Last Wednesday we met to discuss the change of organization structure for the
two Proprietary Debt Trading Books, Credit and Convertible, from ECT
Investments, Inc. to Enron North America.

As a follow-up to our discussion, the attached document details the accounts
maintained at prime brokers and OTC Swaps currently in place for these two
books.

My initial discussions with the three prime brokers have indicated to change
the account name, from ECTI to ENA, and the related tax ID will require an
Assignment and Assumption Letter.

Please let me know if anything else is required.
Thanks. Sheila