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Enron Mail |
----- Forwarded by Mark Taylor/HOU/ECT on 06/08/2000 01:41 PM -----
Moazzam Khoja@ENRON 06/05/2000 09:57 AM To: Mark Taylor/HOU/ECT@ECT cc: Bryan Seyfried/LON/ECT@ECT, Markus Fiala/LON/ECT@ECT Subject: Series 7 Mark, I was thinking that it might be helpful for us to take Series 7 exam here in the US like our counterparts are taking SFA exam in UK. I did some initial research and found that our "compliance" group has to open an account with NASD (National Association of Security Dealers) in order to take the exam. I don't know whether we already have sunch an arrangement in US with NASD for our other groups. If we do, could you guide me to talk to the appropriate person. If we don't than please let me know and we will decide, whether it is worth pursuing further. Thanks and regards Moazzam
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