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Content-Type: text/plain; charset=ANSI_X3.4-1968 Content-Transfer-Encoding: quoted-printable X-From: exchangeinfo@nymex.com X-To: sara.shackleton@enron.com X-cc: X-bcc: X-Folder: \Sara_Shackleton_Dec2000_June2001_1\Notes Folders\Notes inbox X-Origin: SHACKLETON-S X-FileName: sshackle.nsf Notice To Members Number=01*00-380 To: ALL NYMEX DIVISION MEMBERS ALL COMEX DIVISION MEMBERS ALL NYMEX DIVISION FLOOR EMPLOYEES ALL COMEX DIVISION FLOOR EMPLOYEES From: Neal Wolkoff, Executive Vice President Date: November 10, 2000 Re: Trading prohibition and registration requirements for all Floor Employe= es. Any member who is employed as a floor employee on a division of the Exchang= e=20 where he/she is not a member cannot trade or have any trade executions plac= ed=20 in his/her account in any products traded solely on that division. For=20 example: Member A is a COMEX Division member employed as a clerk by NYMEX= =20 Member B. Member B must register Member A as a floor employee with the=20 Exchange. Further, like any other floor employee, Member A is prohibited= =20 from trading any NYMEX Division product in any fashion. Naturally, Member = A=20 may trade on the COMEX Division, where he/she has a membership. Also note that, although members may visit the trading floor of either=20 division, they are prohibited from entering orders from the trading floor i= f=20 they are not members of that division. (Unless otherwise provided for in th= e=20 applicable by-laws and rules). Example: NYMEX members may visit the COMEX= =20 floor, but cannot verbally request that someone execute a trade for them no= r=20 can they hand a COMEX member or ask a clerk to hand a COMEX member a writte= n=20 order. NYMEX members can only trade COMEX contracts by placing orders from= =20 locations off the trading floor. The same holds true for COMEX members=20 visiting the NYMEX floor. If you have any questions regarding these requirements and restrictions,=20 please call Tom LaSala, Vice President Compliance, at 299-2897, David=20 Schneiderman, Director, Trade Practice Surveillance, at 299-2857 or Nancy= =20 Minett, Compliance Counsel at 299-2940. __________________________________________________ Please click on the link below to indicate you have received this email. "http://208.206.41.61/email/email_log.cfm?useremail=3Dsara.shackleton@enron= .com& refdoc=3D(00-380)" Note: If you click on the above line and nothing happens, please copy the text between the quotes, open your internet browser, paste it into the web site address and press Return.
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