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Enron Mail |
MEMORANDUM
To: CAEM Board of Directors Fr: Jeff Mangold Subject: Liability Insurance for CAEM Officers and Directors Date: October 18, 2001 REPLY REQUESTED As a last step in securing liability insurance for CAEM's officers and directors, the insurer requires all officers and directors to answer the following questions. Our General Counsel has advised me that a simple reply to this e-mail stating the answer to all questions is no will be sufficient. Thanks for your attention to this necessary administrative detail. If you have any questions or concerns, please don't hesitate to contact me Jeff Mangold Center for the Advancement of Energy Markets www.caem.org jmangold@caem.org Voice: 703-729-2710 Fax: 703-783-8720 Questions for officers and directors. If an answer to any of the questions would be yes, we need the details. 1. There has not been nor is there now pending any claim(s) against any person proposed for insurance in his or her capacity of either director or officer of [CAEM]. 2. No director or officer has knowledge or information of any act, error or omission which might give rise to a claim(s) under the proposed policy. 3. Has any officer or director: a. Been involved in any antitrust copyright or patent litigation? b. Been charged in any civil or criminal action or administrative proceeding with a violation of any federal or state antitrust or fair trade law? c. Been charged in any civil or criminal action or administrative proceeding with a violation of any federal or state securities law or regulation? d. Been involved in any representative actions, class actions, or derivative suits?
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