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Enron Mail |
To: Mark Taylor, Legal counsel for Market Risk Management
Mark - would you please clarify this issue for us? Thank you, Cassandra Schultz. ---------------------- Forwarded by Cassandra Schultz/NA/Enron on 11/08/2000 08:26 AM --------------------------- David Redmond@ECT 11/08/2000 03:05 AM To: Cassandra Schultz/NA/Enron@ENRON cc: Araceli Romero/NA/Enron@Enron, Richard Lewis/LON/ECT@ECT, Peter Crilly/LON/ECT@ECT Subject: Re: 3rd Request - RESPONSE NEEDED ASAP - Risk Mgmt. Compliance Certificate Cassandra, Richard asked me to review this document before the traders on the UK Gas Desk would sign it. The UK gas desk adheres to all the risk management requirements of this document. However, in Section VII , Miscellaneous, Employee Trading, the document would appear to prevent any of us trading equities (amongst other commodities) on our personal account as Equity Trading is a Commodity Group. We are unsure if this is the aim of this agreement. We have asked our compliance officer, Paul Simons to clarify the impact of this clause for us. We are not ignoring the document, we are waiting for clarification. Thank you, David Redmond
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