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Enron Mail |
Bob Boyle ----- Forwarded by Robert Boyle/NYISO on 11/19/01 02:06 PM ----- Robert Boyle To: Market Relations/NYISO@NYISO 11/19/01 12:20 cc: PM Subject: ICAP/UCAP New procedure for Certification and updated form Due to the large number of interpretations regarding the guidelines for completing and submitting the UCAP Certification form, the following is designed to reduce confusion and to bring uniformity to the certification process. 1. All participants in the UCAP market who have had any purchase or sale activity must submit a certification. 2. All transactions (including ISO auctions) must be recorded on the certification form. The ISO will validate your reported auction transactions. 3. If you report activity in any month, you must continue reporting until the end of the (Winter or Summer) capability period. 4. Bilaterals transacted after the certification date for the reportable month will not be recognized by the ISO. 5. The ISO is are now changing the methodology for the recording of sales. The following procedure must be followed by a Supplier who physically owns capacity and does not serve a load. a. The Supplier will report all UCAP sold by PTID as a purchase, with positive values, to themselves. Do not report more UCAP than was sold. b. The Supplier will report all UCAP sold to OTHERS, without denoting PTIDs as negative values. The following procedure must be followed by a Supplier who physically owns capacity and does serve a load, or an LSE who self-supplies from its own resources (i.e., SCR). a. The Supplier will report all UCAP sold by PTID as a purchase, with positive values, to themselves. Do not report more UCAP than was sold to OTHERS, and claimed for self-supply. b. The Supplier will report all UCAP sold to OTHERS, without denoting PTIDs as negative values. c. The Supplier will not report the sale of UCAP to itself, these sales have been included in step a. above. 6. The following procedure must be followed by Load Serving Entities. a. the LSE will not identify PTID's. b. the LSE will report purchases as positive values. c. the LSE will report sales as negative values. Attached are three sample certifications and one blank certification. Sample 1 A Supplier with 200 MW of UCAP sold 100 MWs to the NYISO in the December monthly auction. This Supplier has not sold 100 MW of the 200 available Sample 2 A Supplier/LSE with 300 MW of UCAP available to sell, sold 50 MW to a new LSE, kept 150 for its own needs and purchased 50 from an a new supplier to meet its 200MW UCAP requirement. This Supplier/LSE has not sold 100 MW of the 300 available Sample 3 A LSE with a 75 MW requirement purchases all its UCAP from two sources. Bob Boyle (See attached file: Certification Form_V2000_11-12-01_10_00.xls)(See attached file: Certification Form_V2000_11-12-01_10_00 Sample 2.xls)(See attached file: Certification Form_V2000_11-12-01_10_00 Sample 3.xls)(See attached file: Certification Form_V2000_11-19-01_12_00.xls) - Certification Form_V2000_11-12-01_10_00.xls - Certification Form_V2000_11-12-01_10_00 Sample 2.xls - Certification Form_V2000_11-12-01_10_00 Sample 3.xls - Certification Form_V2000_11-19-01_12_00.xls
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